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Filing Details

Accession Number:: 0001209191-23-045436
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2023-08-11 16:17:38
Reporting Period:: 2021-11-28

Accepted Time:: 2023-08-11 16:17:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
94845	Levi Strauss & Co	LEVI	Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300)	940905160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768697	A David Friedman	C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-07-15	33,333	$0.00	214,845	No	5	G	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-07-15	33,333	$0.00	235,325	No	5	G	Direct
Class A Common Stock	Disposition	2021-07-15	33,333	$28.92	235,325	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-09-28	170,000	$0.00	214,845	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2021-09-28	170,000	$0.00	214,845	No	5	G	Indirect	See Footnote
Class A Common Stock	Acquisiton	2021-10-11	200,000	$0.00	214,845	No	4	C	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	See Footnote
No	5	G	Direct
No	4	S	Direct
No	4	C	Indirect	See Footnote
No	5	G	Indirect	See Footnote
No	4	C	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-09-28	170,000	$0.00	170,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-10-11	200,000	$0.00	200,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,487,540			No	4	C	Indirect
1,287,540			No	4	C	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			8,828	8,828	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	8,828	8,828	Direct

Footnotes

The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.
Includes 16,313 restricted stock units (RSUs) that may be settled in shares of Class A Common Stock, including RSUs previously issued in the form of dividend equivalent rights. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. 10,828 of the RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant and 5,485 of the RSUs vest in full on the first anniversary of the date of grant.
Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents weighted average sales price. The shares were sold at prices ranging from $28.559 to $30.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.