Filing Details
- Accession Number:
- 0000933036-23-000143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-10 16:22:41
- Reporting Period:
- 2023-08-08
- Accepted Time:
- 2023-08-10 16:22:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 933036 | Upbound Group Inc. | UPBD | Services-Equipment Rental & Leasing, Nec (7359) | 450491516 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1814381 | J Anthony Blasquez | 5501 Headquarters Drive Plano TX 75024 | Evp-Rac | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-08 | 2,618 | $8.32 | 59,329 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-08-08 | 2,749 | $20.87 | 62,078 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-08-08 | 3,514 | $8.22 | 65,592 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-08 | 8,679 | $32.46 | 56,913 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-08 | 202 | $32.50 | 56,711 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-08 | 4,681 | $32.46 | 52,030 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2023-08-08 | 2,618 | $0.00 | 2,618 | $8.32 |
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2023-08-08 | 2,749 | $0.00 | 2,749 | $20.87 |
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2023-08-08 | 3,514 | $0.00 | 3,514 | $8.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-02-16 | No | 4 | M | Direct | |
| 0 | 2029-04-01 | No | 4 | M | Direct | |
| 0 | 2028-02-23 | No | 4 | M | Direct |
Footnotes
- Includes shares of common stock and unvested restricted stock units.
- The Option became exercisable in four equal installments on February 16, 2018, 2019, 2020 and 2021.
- The Option became exercisable in four equal installments on April 1, 2020, 2021, 2022 and 2023.
- The Option became exercisable in four equal installments on February 23, 2019, 2020, 2021 and 2022.
Billionaire Hedge Funds
