Filing Details

Accession Number:
0001417606-11-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-07 19:48:54
Reporting Period:
2011-07-07
Filing Date:
2011-07-07
Accepted Time:
2011-07-07 19:48:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227930 Entropic Communications Inc ENTR Semiconductors & Related Devices (3674) 330947630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1172508 J. Michael Farese 6290 Sequence Drive
San Diego CA 92121
Sr Vp Engineering & Ops No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-07 53,519 $5.13 58,268 No 4 M Direct
Common Stock Disposition 2011-07-07 53,519 $9.30 4,749 No 4 S Direct
Common Stock Disposition 2011-07-07 4,749 $9.40 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-07-07 53,519 $0.00 53,519 $5.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
202,500 2020-06-01 No 4 M Direct
Footnotes
  1. The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2010.
  2. 1/4th of the shares vest one year after the Vesting Commencement Date beginning 6/1/10. 1/48th of the shares vest monthly thereafter over the next three years. Additionally, grant is subject to accelerated vesting on the terms and conditions set forth in such individual's Change of Control Agreement.