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Filing Details

Accession Number:: 0001209191-23-044311
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-08-02 21:04:50
Reporting Period:: 2023-07-31

Accepted Time:: 2023-08-02 21:04:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422930	Pubmatic Inc.	PUBM	Services-Computer Programming, Data Processing, Etc. (7370)	205863224

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1833511	K. Rajeev Goel	C/O Pubmatic, Inc. 601 Marshall Street Redwood City CA 94063	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2023-07-31	1,000	$0.00	1,000	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2023-07-31	1,000	$20.03	0	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2023-08-01	400	$0.00	400	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2023-08-01	400	$20.06	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2023-07-31	1,000	$0.00	1,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-08-01	400	$0.00	400	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
494,913			No	4	C	Indirect
494,513			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	50,109	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	581,260	581,260	Indirect
Class A Common Stock	Class B Common Stock	$0.00	400,000	400,000	Indirect
Class A Common Stock	Class B Common Stock	$0.00	68,616	68,616	Indirect
Class A Common Stock	Class B Common Stock	$0.00	308,775	308,775	Indirect
Class A Common Stock	Class B Common Stock	$0.00	308,775	308,775	Indirect
Class A Common Stock	Class B Common Stock	$0.00	210,984	210,984	Direct

Amount	Remaning Holdings	Nature of Ownership
581,260	581,260	Indirect
400,000	400,000	Indirect
68,616	68,616	Indirect
308,775	308,775	Indirect
308,775	308,775	Indirect
210,984	210,984	Direct

Footnotes

These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust on March 1, 2023.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.01 to $20.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.02 to $20.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.
These securities are held by The Goel Heritage Trust, of which the Reporting Person's children are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are held by The Goel Family Gift Trust, of which family members and certain other individuals are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are held by a trust for the benefit of the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.