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Filing Details

Accession Number:: 0001523711-23-000087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-08-02 17:20:28
Reporting Period:: 2023-07-31

Accepted Time:: 2023-08-02 17:20:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
63276	Mattel Inc	MAT	Dolls & Stuffed Toys (3942)	951567322

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1474865	J. Yoon Hugh	333 Continental Boulevard El Segundo CA 90245	Svp & Corporate Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-07-31	5,165	$0.00	41,751	No	4	M	Direct
Common Stock	Disposition	2023-07-31	1,787	$21.30	39,964	No	4	F	Direct
Common Stock	Acquisiton	2023-07-31	16,556	$12.19	56,520	No	4	M	Direct
Common Stock	Disposition	2023-07-31	16,556	$21.36	39,964	No	4	S	Direct
Common Stock	Acquisiton	2023-07-31	9,785	$13.59	49,749	No	4	M	Direct
Common Stock	Disposition	2023-07-31	9,785	$21.46	39,964	No	4	S	Direct
Common Stock	Acquisiton	2023-07-31	12,336	$11.11	52,300	No	4	M	Direct
Common Stock	Disposition	2023-07-31	12,336	$21.39	39,964	No	4	S	Direct
Common Stock	Disposition	2023-08-01	16,096	$21.20	23,868	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2023-07-31	5,165	$0.00	5,165	$0.00
Common Stock	Employee Stock Option - Right to Buy	Disposition	2023-07-31	16,556	$0.00	16,556	$12.19
Common Stock	Employee Stock Option - Right to Buy	Disposition	2023-07-31	9,785	$0.00	9,785	$13.59
Common Stock	Employee Stock Option - Right to Buy	Disposition	2023-07-31	12,336	$0.00	12,336	$11.11

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
		No	4	M	Direct
2020-04-30	2029-04-30	No	4	M	Direct
2020-08-01	2029-08-01	No	4	M	Direct
2021-07-31	2030-07-31	No	4	M	Direct

Footnotes

As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 15,189 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 5,165 shares of Mattel, Inc. Common Stock.
Pursuant to the terms of the July 31, 2020 RSU grant, 1,787 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
This transaction was executed in multiple trades at prices ranging from $21.360 to $21.400. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $21.460 to $21.465. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $21.390 to $21.400. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $21.195 to $21.205. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.