Filing Details

Accession Number:
0001523711-23-000083
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-02 17:16:37
Reporting Period:
2023-07-31
Accepted Time:
2023-08-02 17:16:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
63276 Mattel Inc MAT Dolls & Stuffed Toys (3942) 951567322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1666142 Steve Totzke 333 Continental Boulevard
El Segundo CA 90245
President, Chief Comm Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-07-31 11,477 $0.00 183,947 No 4 M Direct
Common Stock Disposition 2023-07-31 5,691 $21.30 178,256 No 4 F Direct
Common Stock Disposition 2023-07-31 47,014 $21.24 131,242 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2023-07-31 11,477 $0.00 11,477 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 11,477 shares of Mattel, Inc. Common Stock.
  2. Pursuant to the terms of the July 31, 2020 RSU grant, 5,691 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
  3. This transaction was executed in multiple trades at prices ranging from $21.230 to $21.265. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.