Filing Details
- Accession Number:
- 0001209191-23-044193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-02 16:12:16
- Reporting Period:
- 2023-07-31
- Accepted Time:
- 2023-08-02 16:12:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120193 | Nasdaq Inc. | NDAQ | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 521165937 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240169 | T Adena Friedman | 151 W. 42Nd Street New York NY 10036 | Chair And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2023-07-31 | 10,000 | $51.00 | 1,672,318 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 73,500 | Indirect | Held by The A.T. Friedman Irrevocable Trust No. 1 |
| Common Stock, Par Value $0.01 Per Share | 73,500 | Indirect | Held by The A.T. Friedman Irrevocable Trust No. 2 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $67.48 | 2032-01-03 | 306,936 | 306,936 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $22.22 | 2027-01-03 | 806,451 | 806,451 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2032-01-03 | 306,936 | 306,936 | Direct |
| 2027-01-03 | 806,451 | 806,451 | Direct |
Footnotes
- Represents (i) 404,213 shares or units of restricted stock, of which 270,820 are vested, (ii) 1,154,752 vested shares underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.
- Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor.
- The option vests on January 3, 2027.
- Options exercisable.
Billionaire Hedge Funds
