Filing Details

Accession Number:
0001209191-23-044004
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-01 16:41:54
Reporting Period:
2023-07-28
Accepted Time:
2023-08-01 16:41:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1358762 Reata Pharmaceuticals Inc RETA Pharmaceutical Preparations (2834) 113651945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685986 Shamim Ruff 5320 Legacy Drive
Plano TX 75024
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-07-28 1,250 $92.20 8,609 No 4 M Direct
Class A Common Stock Acquisiton 2023-07-28 6,666 $92.20 15,275 No 4 M Direct
Class A Common Stock Acquisiton 2023-07-28 319 $92.20 15,594 No 4 M Direct
Class A Common Stock Disposition 2023-07-28 8,235 $164.53 7,359 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Disposition 2023-07-28 1,250 $0.00 1,250 $92.20
Class A Common Stock Stock Option (right to buy) Disposition 2023-07-28 6,666 $0.00 6,666 $92.20
Class A Common Stock Stock Option (right to buy) Disposition 2023-07-28 319 $0.00 319 $92.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2031-04-15 No 4 M Direct
3,334 2031-04-15 No 4 M Direct
0 2031-04-15 No 4 M Direct
Footnotes
  1. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $164.25 to $164.69. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The options vested on July 15, 2021.
  4. The options vest in three equal yearly installments through April 15, 2024, subject to continued service through each vesting date.
  5. The options vested on July 15, 2021.