Home > Insider Trading > Filing (0000950142-23-002117)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1783180	Carrier Global Corp	CARR	Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585)	834051582

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1808090	Jurgen Timperman	13995 Pasteur Boulevard Palm Beach Gardens FL 33418	President, Fire & Security	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-07-31	136,014	$20.95	136,014	No	4	M	Direct
Common Stock	Disposition	2023-07-31	12,417	$59.05	123,597	No	4	D	Direct
Common Stock	Disposition	2023-07-31	12,402	$59.12	111,195	No	4	D	Direct
Common Stock	Disposition	2023-07-31	23,384	$59.14	87,811	No	4	D	Direct
Common Stock	Disposition	2023-07-31	87,811	$59.14	0	No	4	S	Direct
Common Stock	Acquisiton	2023-07-31	134,597	$25.58	134,597	No	4	M	Direct
Common Stock	Disposition	2023-07-31	29,138	$59.34	105,459	No	4	D	Direct
Common Stock	Disposition	2023-07-31	14,211	$59.40	91,248	No	4	D	Direct
Common Stock	Disposition	2023-07-31	14,609	$59.53	76,639	No	4	D	Direct
Common Stock	Disposition	2023-07-31	76,639	$59.38	0	No	4	S	Direct
Common Stock	Disposition	2023-07-31	33,000	$59.20	6,747	No	4	S	Indirect	By Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	D	Direct
No	4	D	Direct
No	4	S	Direct
No	4	M	Direct
No	4	D	Direct
No	4	D	Direct
No	4	D	Direct
No	4	S	Direct
No	4	S	Indirect	By Family Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Disposition	2023-07-31	136,014	$0.00	136,014	$20.95
Common Stock	Stock Appreciation Right	Disposition	2023-07-31	134,597	$0.00	134,597	$25.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2022-06-14	2029-06-13	No	4	M	Direct
0	2023-02-04	2033-02-03	No	4	M	Direct

Footnotes

The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.070 to $59.225 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.31 to $59.52 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.