Filing Details

Accession Number:
0001758554-23-000072
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-07-31 16:29:27
Reporting Period:
2023-07-27
Accepted Time:
2023-07-31 16:29:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375365 Super Micro Computer Inc. SMCI Electronic Computers (3571) 770353939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392942 Charles Liang 980 Rock Avenue
San Jose CA 95131
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-07-27 525 $42.35 2,352 No 4 M Indirect By Spouse
Common Stock Acquisiton 2023-07-27 438 $33.36 2,790 No 4 M Indirect By Spouse
Common Stock Disposition 2023-07-27 963 $329.05 1,827 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Spouse
No 4 M Indirect By Spouse
No 4 S Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2023-07-27 525 $0.00 525 $42.35
Common Stock Employee Stock Option (right to buy) Disposition 2023-07-27 438 $0.00 438 $33.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,671 2026-04-27 No 4 M Indirect
875 2025-08-04 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,722,717 Direct
Footnotes
  1. The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").
  2. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $329.0343 to $329.0698, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.
  4. Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter.