Filing Details
- Accession Number:
- 0001140361-23-036665
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-07-28 11:17:54
- Reporting Period:
- 2023-07-27
- Accepted Time:
- 2023-07-28 11:17:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505497 | Biorestorative Therapies Inc. | BRTX | Services-Misc Health & Allied Services, Nec (8090) | 911835664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1677513 | Dale Broadrick | 3003 Brick Church Pike Nashville TN 37207 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-07-27 | 1,000 | $2.80 | 306,073 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-02-19 | 2024-02-19 | 250 | 250 | Direct |
| Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-05-07 | 2024-05-07 | 276 | 276 | Direct |
| Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-10-16 | 2024-10-16 | 833 | 833 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-02-19 | 250 | 250 | Direct |
| 2024-05-07 | 276 | 276 | Direct |
| 2024-10-16 | 833 | 833 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $2.75 to $2.85 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- The reporting person also owns 316,972 shares indirectly through Fleetco, Inc. of which the reporting person is a 93% shareholder.
Billionaire Hedge Funds
