Filing Details

Accession Number:
0001213900-23-060307
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2023-07-27 17:00:11
Reporting Period:
2023-07-26
Accepted Time:
2023-07-27 17:00:11
Original Submission Date:
2023-07-26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley C/O B. Riley Financial, Inc.
11100 Santa Monica Blvd., Suite 800
Los Angeles CA 90025
Chairman And Co-Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-07-26 72,727 $55.00 6,723,773 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This amended report is being filed to correct the date of the transaction. Represents stock purchased as part of public offering of common stock by the issuer.
  2. Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.