Filing Details

Accession Number:
0001213900-23-059878
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-07-26 12:01:53
Reporting Period:
2023-07-25
Accepted Time:
2023-07-26 12:01:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1263385 E Randall Paulson C/O B. Riley Financial, Inc.
11100 Santa Monica Blvd., Suite 800
Santa Monica CA 90025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-07-25 5,000 $55.00 308,979 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents stock purchased as part of public offering of common stock by the issuer.
  2. Includes 83 shares that were inadvertently omitted from prior Form 4