Filing Details

Accession Number:
0001112679-11-000062
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-06 20:10:51
Reporting Period:
2011-07-01
Filing Date:
2011-07-06
Accepted Time:
2011-07-06 20:10:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1516884 Corey Ferengul C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp, Products No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-01 3,000 $13.53 53,250 No 4 M Direct
Common Stock Disposition 2011-07-01 3,000 $57.20 50,250 No 4 S Direct
Common Stock Acquisiton 2011-07-01 1,000 $15.73 51,250 No 4 M Direct
Common Stock Disposition 2011-07-01 1,000 $57.20 50,250 No 4 S Direct
Common Stock Disposition 2011-07-05 2,605 $57.37 47,645 No 4 S Direct
Common Stock Disposition 2011-07-06 3,645 $57.41 44,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2011-07-01 3,000 $0.00 3,000 $13.53
Common Stock Employee Stock Options (right to buy) Disposition 2011-07-01 1,000 $0.00 1,000 $15.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,666 2013-06-01 No 4 M Direct
35,000 2016-03-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Ferengul's 10b5-1 plans dated May 16, 2009.
  2. Shares sold to cover tax withholdings associated with the vesting of restricted stock pursuant to Mr. Ferengul's 10b5-1 plan dated August 13, 2010.
  3. Shares sold pursuant to Mr. Ferengul's 10b5-1 plan dated August 13, 2010.
  4. Shares sold on the open market are reported as an average sell price per share of $57.41; breakdown of shares sold and per share sale prices are as follows: 100 at $57.39; 1,845 at $57.40; 100 at $57.41; 900 at $57.42; 400 at $57.43; 200 at $57.45 and 100 at $57.46.
  5. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  6. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.