Filing Details

Accession Number:
0001140361-23-035920
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-07-24 20:11:56
Reporting Period:
2023-07-20
Accepted Time:
2023-07-24 20:11:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344018 A Jack Pacheco C/O Smart Global Holdings, Inc.
39870 Eureka Drive
Newark CA 94560
Evp, Coo, Pres, Mem Solutions No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2023-07-20 3,136 $26.00 202,375 No 4 F Direct
Ordinary Shares Acquisiton 2023-07-20 2,500 $9.20 204,875 No 4 M Direct
Ordinary Shares Acquisiton 2023-07-20 5,000 $10.78 209,875 No 4 M Direct
Ordinary Shares Disposition 2023-07-20 7,500 $25.48 202,375 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2023-07-20 2,500 $0.00 2,500 $9.20
Ordinary Shares Employee Stock Option (right to buy) Disposition 2023-07-20 5,000 $0.00 5,000 $10.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
97,500 2030-03-12 No 4 M Direct
65,000 2029-01-22 No 4 M Direct
Footnotes
  1. Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
  2. The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.
  3. This transaction was executed in multiple trades at prices ranging from $25.24 to $25.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  4. The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.
  5. The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vested and became exercisable over three years beginning January 1, 2020.