Filing Details

Accession Number:
0000727273-23-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-07-17 08:46:18
Reporting Period:
2023-07-13
Accepted Time:
2023-07-17 08:46:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
727273 Cadiz Inc CDZI Water Supply (4941) 770313235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519037 S Scott Slater 550 South Hope Street
Suite 2850
Los Angeles CA 90071
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-07-13 14,000 $3.50 123,881 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 85,000 85,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
85,000 85,000 Direct
Footnotes
  1. Previously reported.
  2. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Cadiz Inc. common stock.
  3. These RSUs will vest upon the Company's entering into final binding water supply arrangement for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting event.
  4. The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested