Filing Details

Accession Number:
0001127602-23-020173
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-07-05 17:07:37
Reporting Period:
2023-06-30
Accepted Time:
2023-07-05 17:07:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1740864 Thomas Richard Miller 2801 80Th Street
Kenosha WI 53143
Vp, Gen Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-06-30 2,000 $138.03 3,900 No 4 M Direct
Common Stock Disposition 2023-06-30 2,000 $288.03 1,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2023-06-30 2,000 $0.00 2,000 $138.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,500 2026-02-11 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $168.70 2027-02-09 4,750 4,750 Direct
Common Stock Stock Option (Right to Buy) $161.18 2028-02-15 3,728 3,728 Direct
Common Stock Stock Option (Right to Buy) $155.92 2029-02-14 4,500 4,500 Direct
Common Stock Stock Option (Right to Buy) $155.34 2030-02-13 4,700 4,700 Direct
Common Stock Stock Option (Right to Buy) $189.89 2022-02-11 2031-02-11 2,815 2,815 Direct
Common Stock Stock Option (Right to Buy) $211.67 2023-02-10 2032-02-10 2,941 2,941 Direct
Common Stock Stock Option (Right to Buy) $249.26 2024-02-09 2033-02-09 2,433 2,433 Direct
Common Stock Restricted Stock Units $0.00 2024-02-11 2024-02-11 439 439 Direct
Common Stock Restricted Stock Units $0.00 2025-02-10 2025-02-10 502 502 Direct
Common Stock Restricted Stock Units $0.00 2026-02-09 2026-02-09 556 556 Direct
Common Stock Performance Units $0.00 878 878 Direct
Common Stock Performance Units $0.00 1,006 1,006 Direct
Common Stock Performance Units $0.00 1,111 1,111 Direct
Common Stock Deferred Stock Units $0.00 345 345 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-02-09 4,750 4,750 Direct
2028-02-15 3,728 3,728 Direct
2029-02-14 4,500 4,500 Direct
2030-02-13 4,700 4,700 Direct
2031-02-11 2,815 2,815 Direct
2032-02-10 2,941 2,941 Direct
2033-02-09 2,433 2,433 Direct
2024-02-11 439 439 Direct
2025-02-10 502 502 Direct
2026-02-09 556 556 Direct
878 878 Direct
1,006 1,006 Direct
1,111 1,111 Direct
345 345 Direct
Footnotes
  1. The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.
  2. Includes 51.1676 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 2.0014 shares acquired under a dividend reinvestment plan.
  3. Option fully vested.
  4. Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.
  5. Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  6. 1 for 1.
  7. The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
  8. If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  9. If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  10. If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  11. Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.