Filing Details

Accession Number:
0001104659-23-078175
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-07-05 16:46:33
Reporting Period:
2023-06-30
Accepted Time:
2023-07-05 16:46:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1823584 Alliance Entertainment Holding Corp AENT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1363651 M Thomas Finke 211 East Blvd.
Charlotte NC 28203
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-06-30 83,300 $3.00 247,164 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 73,864 Indirect See Footnote
Footnotes
  1. The securities are held directly by the Thomas M. Finke Family Trust dtd 12/14/2012, of which the reporting person is the grantor, the reporting person's spouse is the trustee and the reporting person's spouse and children are beneficiaries. The reporting person disclaims beneficial ownership of such securities, and the inclusion of such securities in this report is not an admission that the reporting person is a beneficial owner of such securities for purposes of Section 16 or for any other purpose.