Filing Details

Accession Number:
0001437749-23-018812
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-28 20:11:43
Reporting Period:
2023-06-15
Accepted Time:
2023-06-28 20:11:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1822928 Holley Inc. HLLY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268105 Edward J Virtue C/O Midocean Partners
245 Park Ave., 38Th Floor
New York NY 10167
No No Yes No
1268106 Ltd Capital Ultramar C/O Midocean Partners
245 Park Ave., 38Th Floor
New York NY 10167
No No Yes No
1716464 Midocean Partners V, L.p. C/O Midocean Partners
245 Park Ave., 38Th Floor
New York NY 10167
No No Yes No
1879336 Midocean Associates V, L.p. C/O Midocean Partners
245 Park Ave., 38Th Floor
New York NY 10167
No No Yes No
1879337 Midocean Partners V Executive, L.p. C/O Midocean Partners
245 Park Ave., 38Th Floor
New York NY 10167
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-06-15 99 $3.50 10,239,893 No 4 L Direct
Common Stock Acquisiton 2023-06-15 1 $3.50 51,457 No 4 L Indirect By MidOcean Partners V Executive, L.P.
Common Stock Acquisiton 2023-06-16 2,289 $3.50 10,242,182 No 4 L Direct
Common Stock Acquisiton 2023-06-16 11 $3.50 51,468 No 4 L Indirect By MidOcean Partners V Executive, L.P.
Common Stock Acquisiton 2023-06-22 98 $3.50 10,242,280 No 4 L Direct
Common Stock Acquisiton 2023-06-22 1 $3.50 51,469 No 4 L Indirect By MidOcean Partners V Executive, L.P.
Common Stock Acquisiton 2023-06-26 1,592 $3.50 10,243,872 No 4 P Direct
Common Stock Acquisiton 2023-06-26 8 $3.50 51,477 No 4 P Indirect By MidOcean Partners V Executive, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 L Direct
No 4 L Indirect By MidOcean Partners V Executive, L.P.
No 4 L Direct
No 4 L Indirect By MidOcean Partners V Executive, L.P.
No 4 L Direct
No 4 L Indirect By MidOcean Partners V Executive, L.P.
No 4 P Direct
No 4 P Indirect By MidOcean Partners V Executive, L.P.
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023.
  2. Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b).
  3. MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.
  4. MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.
  5. This transaction was executed in multiple trades during the day at prices ranging from $3.49 to $3.50, inclusive. The weighted-average price is reported above. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.