Filing Details

Accession Number:
0001250853-23-000038
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-26 16:43:17
Reporting Period:
2010-05-20
Accepted Time:
2023-06-26 16:43:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
748790 Global Clean Energy Holdings Inc. GCEH Industrial Organic Chemicals (2860) 870407858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413582 Nmn Richard Palmer 2790 Skypark Drive
Suite 105
Torrance CA 90505
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-20 1,225,000 $0.00 58,805,241 No 4 G Direct
Common Stock Disposition 2011-05-04 20,000 $0.00 58,785,241 No 4 G Direct
Common Stock Disposition 2011-05-04 11,000,000 $0.04 47,785,241 No 4 S Direct
Common Stock Disposition 2020-12-31 990,300 $0.00 46,794,941 No 4 G Direct
Common Stock Disposition 2021-12-23 28,912 $0.00 4,650,585 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Direct
No 4 S Direct
No 4 G Direct
No 4 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2018-10-16 11,000,000 $0.00 11,000,000 $0.15
Common Stock 5% Convertible Note due October 15, 2020 Acquisiton 2018-10-16 0 $0.00 6,493,507 $0.15
Common Stock 5% Convertible Note due October 15, 2020 Disposition 2022-02-23 0 $0.00 6,493,507 $0.15
Common Stock 5% Convertible Note due February 23, 2024 Acquisiton 2022-02-23 0 $0.00 7,616,305 $0.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,000,000 2023-10-15 No 4 A Direct
0 2018-10-16 2020-10-15 No 4 A Direct
0 2018-10-16 2020-10-15 No 4 D Direct
0 2022-02-23 No 4 A Direct
Footnotes
  1. The Issuer effected a 1-for-10 reverse stock split of its Common Stock on March 26, 2021 (the Reverse Split).
  2. The Stock Option originally covered 110,000,000 shares at an exercise price of $0.0154 but has been adjusted to reflect the Reverse Split.
  3. The Reporting Person will vest, and can exercise the Stock Option, with respect to 40,000,000 shares when the market capitalization of the Issuer first reaches $7 million; another 40,000,000 shares will vest when the market capitalization of the Issuer first reaches $15 million; and the remaining 30,000,000 shares will vest when the market capitalization of the Issuer first reaches $25 million.
  4. The Note originally provided for a conversion price of $0.0154 but has been adjusted to reflect the Reverse Split.
  5. On February 23, 2022, the Issuer and the Reporting Person agreed to amend the Note that was originally issued on October 16, 2018, in order to, among other things, extend the maturity date.
  6. The maturity date of the Note is the later of February 23, 2024 or the date that the Series C Preferred Shares of the Issuer have been redeemed in full pursuant to the Certificate of Designations of Series C Preferred Stock.
  7. The amended Note provides that the maximum number of shares into which the Note may be converted is 7,616,305