Filing Details

Accession Number:
0001140361-23-031012
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-22 18:41:18
Reporting Period:
2023-06-20
Accepted Time:
2023-06-22 18:41:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344018 A Jack Pacheco C/O Smart Global Holdings, Inc.
39870 Eureka Drive
Newark CA 94560
Evp, Coo, Pres, Mem Solutions No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2023-06-20 2,500 $9.20 208,011 No 4 M Direct
Ordinary Shares Acquisiton 2023-06-20 5,000 $10.78 213,011 No 4 M Direct
Ordinary Shares Disposition 2023-06-20 7,500 $27.00 205,511 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2023-06-20 2,500 $0.00 2,500 $9.20
Ordinary Shares Employee Stock Option (right to buy) Disposition 2023-06-20 5,000 $0.00 5,000 $10.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2030-03-12 No 4 M Direct
70,000 2029-01-22 No 4 M Direct
Footnotes
  1. The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.
  2. This transaction was executed in multiple trades at prices ranging from $26.83 to $27.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.
  4. The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vested and became exercisable over three years beginning January 1, 2020.