Filing Details

Accession Number:
0001628280-23-023138
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-22 16:32:25
Reporting Period:
2023-01-20
Accepted Time:
2023-06-22 16:32:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1639438 Cava Group Inc. CAVA Retail-Eating Places (5812) 473426661
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1645281 Robert Kenneth Bertram C/O Cava Group, Inc.
14 Ridge Square Nw, Suite 500
Washington DC 20016
Clo & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-01-20 1,062 $9.58 40,614 No 4 J Direct
Common Stock Acquisiton 2023-04-03 9,279 $0.00 49,893 No 4 A Direct
Common Stock Acquisiton 2023-05-22 7,035 $6.75 56,928 No 4 X Direct
Common Stock Acquisiton 2023-06-20 20,454 $0.00 77,382 No 4 A Direct
Common Stock Acquisiton 2023-06-20 1,500 $22.00 1,500 No 4 P Indirect By Spouse
Common Stock Acquisiton 2023-06-20 600 $22.00 600 No 4 P Indirect By Son
Common Stock Acquisiton 2023-06-20 195 $22.00 195 No 4 P Indirect By Daughter
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 A Direct
No 4 X Direct
No 4 A Direct
No 4 P Indirect By Spouse
No 4 P Indirect By Son
No 4 P Indirect By Daughter
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Acquisiton 2023-04-03 19,131 $0.00 19,131 $9.58
Common Stock Stock Options (right to buy) Disposition 2023-05-22 7,035 $0.00 7,035 $6.75
Common Stock Stock Options (right to buy) Acquisiton 2023-06-20 40,214 $0.00 40,214 $22.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,131 2033-04-03 No 4 A Direct
21,108 2032-05-10 No 4 X Direct
40,214 2033-06-14 No 4 A Direct
Footnotes
  1. Represents shares that have been withheld by CAVA Group, Inc. (the "Issuer") to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").
  2. The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer reported in this Form 4 reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering.
  3. Includes unvested RSUs.
  4. On April 3, 2023 reporting person was granted RSUs which vest in four equal annual installments commencing on January 24, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023.
  5. Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement.
  6. On April 3, 2023 reporting person was granted options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2024. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the Stock Split.
  7. Remaining options vest in three equal annual installments commencing January 20, 2024.
  8. Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024.