Filing Details

Accession Number:
0001822966-23-000174
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-22 14:49:47
Reporting Period:
2023-06-20
Accepted Time:
2023-06-22 14:49:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1822966 Nuscale Power Corp SMR Fabricated Plate Work (Boiler Shops) (3443) 852715384
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1912917 Chris Colbert 6650 Sw Redwood Lane, Suite 210
Portland OR 97224
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-06-20 29,929 $0.64 44,977 No 4 M Direct
Class A Common Stock Disposition 2023-06-20 29,929 $7.87 15,048 No 4 S Direct
Class A Common Stock Acquisiton 2023-06-21 29,929 $0.64 44,977 No 4 M Direct
Class A Common Stock Disposition 2023-06-21 29,929 $7.93 15,048 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2023-06-20 29,929 $0.64 29,929 $0.64
Class A Common Stock Employee Stock Option (right to buy) Disposition 2023-06-21 29,929 $0.64 29,929 $0.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
119,715 2023-09-13 No 4 M Direct
89,786 2023-09-13 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.720 to $8.295, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.74 to $8.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017.