Filing Details

Accession Number:
0001209191-23-038801
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-21 16:37:13
Reporting Period:
2023-06-16
Accepted Time:
2023-06-21 16:37:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569345 Sprinklr Inc. CXM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1354614 Maurice Michael Brown C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1485934 Battery Ventures Ix, L.p. C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1517640 Battery Investment Partners Ix, Llc C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1517642 Battery Partners Ix, Llc One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1568322 Jesse Feldman C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2023-06-16 285,439 $14.60 0 No 4 S Direct
Class A Common Stock Disposition 2023-06-20 3,500,000 $0.00 11,035,367 No 4 J Indirect By Battery Ventures IX, L.P.
Class A Common Stock Disposition 2023-06-20 35,351 $0.00 109,376 No 4 J Indirect By Battery Investment Partners IX, LLC
Class A Common Stock Acquisiton 2023-06-20 3,500,000 $0.00 3,500,000 No 4 J Indirect By Battery Partners IX, LLC
Class A Common Stock Disposition 2023-06-20 3,500,000 $0.00 0 No 4 J Indirect By Battery Partners IX, LLC
Class A Common Stock Disposition 2023-06-20 184,160 $14.54 279,853 No 4 S Direct
Class A Common Stock Disposition 2023-06-20 30,000 $0.00 249,853 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 J Indirect By Battery Ventures IX, L.P.
No 4 J Indirect By Battery Investment Partners IX, LLC
No 4 J Indirect By Battery Partners IX, LLC
No 4 J Indirect By Battery Partners IX, LLC
No 4 S Direct
No 4 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 215,670 Indirect By Battery Investment Partners Select Fund I, L.P.
Class A Common Stock 2,180,664 Indirect By Battery Ventures Select Fund I, L.P.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.53 to $14.84 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
  2. The securities held by Michael M. Brown prior to the transaction reported herein reflect the receipt of securities pursuant to pro rata distributions in kind, effected by Battery Partners IX, LLC ("BP IX") to its members for no additional consideration, including the Reporting Person. The receipt of such securities by the Reporting Person constituted a change in form of ownership and, therefore, was not required to be reported pursuant to Section 16.
  3. Securities are held by Michael M. Brown.
  4. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner without additional consideration.
  5. Securities are held by BV IX. BP IX is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. Michael M. Brown and Jesse R. Feldman are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
  6. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration.
  7. Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. Michael M. Brown and Jesse R. Feldman are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
  8. Represents receipt of securities in the distribution in kind described in footnote (1).
  9. Securities are held by BP IX. Michael M. Brown and Jesse R. Feldman are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
  10. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration.
  11. The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.50 to $14.70 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
  12. The securities beneficially owned by Jesse R. Feldman prior to the reported transaction reflect the receipt of securities in the distributions in kind described in footnotes (6) and (10) and from previous distributions in kind that constituted a change in form of ownership and, therefore, were not required to be reported pursuant to Section 16.
  13. Securities are held by Jesse R. Feldman.
  14. Gift without consideration.
  15. Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). Michael M. Brown and Jesse R. Feldman are managing members of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
  16. Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is BP Select I GP. Michael M. Brown and Jesse R. Feldman are managing members of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.