Filing Details

Accession Number:
0001562180-23-005399
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-20 21:17:06
Reporting Period:
2023-06-15
Accepted Time:
2023-06-20 21:17:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407973 Sonendo Inc. SONX Dental Equipment & Supplies (3843) 205041718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1872655 John Michael Smith C/O Sonendo, Inc.
26061 Merit Circle, Suite 102
Laguna Hills CA 92653
Chief Commercial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-06-15 6,357 $1.12 770,001 No 4 S Direct
Common Stock Disposition 2023-06-16 4,020 $1.09 765,981 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.12 to $1.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 to $1.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.