Filing Details
- Accession Number:
- 0001593968-23-001027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-20 16:04:16
- Reporting Period:
- 2023-06-15
- Accepted Time:
- 2023-06-20 16:04:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 738214 | Aemetis Inc | AMTX | Industrial Organic Chemicals (2860) | 261407544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1055711 | R John Block | 20400 Stevens Crek Blvd, Suite 700 Cupertino CA 95014 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-06-15 | 10,000 | $2.59 | 50,161 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-06-15 | 3,787 | $6.84 | 46,374 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-06-16 | 19,205 | $6.30 | 27,169 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-06-15 | 50,000 | $3.09 | 77,169 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-06-15 | 22,588 | $6.84 | 54,581 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock And Series B Preferred | Warrant (right to buy) | Disposition | 2023-06-15 | 10,000 | $0.00 | 10,000 | $2.59 |
| Common Stock And Series B Preferred | Option (right to buy) | Disposition | 2023-06-15 | 50,000 | $0.00 | 50,000 | $3.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-12-11 | 2025-12-10 | No | 4 | M | Direct |
| 0 | 2021-01-08 | 2031-01-07 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the warrant by the reporting person.
- Price reflects weighted average sales price; actual sales prices ranged from $6.2 to $6.35. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate purchase price.
- Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the option by the reporting person.
Billionaire Hedge Funds
