Filing Details
- Accession Number:
- 0001004702-23-000128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-20 14:52:33
- Reporting Period:
- 2023-06-15
- Accepted Time:
- 2023-06-20 14:52:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1004702 | Oceanfirst Financial Corp | OCFC | National Commercial Banks (6021) | 223412577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1424070 | Iii Joseph Lebel | 110 West Front Street Red Bank NJ 07701 | President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-06-15 | 11,250 | $14.55 | 224,974 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-06-15 | 10,530 | $16.65 | 214,444 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2023-06-15 | 11,250 | $14.55 | 11,250 | $14.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-17 | 2023-06-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,504 | Indirect | By 401(k) |
| Common Stock | 12,041 | Indirect | By ESOP |
| Common Stock | 783 | Indirect | By Spouse |
| Series A Redeemable Preferred Stock | 4,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $17.75 | 2015-03-01 | 2024-03-19 | 4,875 | 4,875 | Direct |
| Common Stock | Stock Option (right to buy) | $17.37 | 2016-03-01 | 2025-03-18 | 30,000 | 30,000 | Direct |
| Common Stock | Stock Option (right to buy) | $17.28 | 2017-03-01 | 2026-03-16 | 37,500 | 37,500 | Direct |
| Common Stock | Stock Option (right to buy) | $29.01 | 2018-03-15 | 2027-03-15 | 45,000 | 45,000 | Direct |
| Common Stock | Stock Option (right to buy) | $27.40 | 2019-03-01 | 2028-01-24 | 15,485 | 15,485 | Direct |
| Common Stock | Stock Option (right to buy) | $25.20 | 2020-03-01 | 2029-03-01 | 100,670 | 100,670 | Direct |
| Common Stock | Stock Option (right to buy) | $20.44 | 2021-03-01 | 2030-02-28 | 153,585 | 153,585 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-03-19 | 4,875 | 4,875 | Direct |
| 2025-03-18 | 30,000 | 30,000 | Direct |
| 2026-03-16 | 37,500 | 37,500 | Direct |
| 2027-03-15 | 45,000 | 45,000 | Direct |
| 2028-01-24 | 15,485 | 15,485 | Direct |
| 2029-03-01 | 100,670 | 100,670 | Direct |
| 2030-02-28 | 153,585 | 153,585 | Direct |
Footnotes
- Total includes shares of restricted Common stock that have not yet vested.
- This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- The actual title of this share class is "Depository shares, each representing a 1/40th Interest in a share of its 7.00 % Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share".
- Options vest in five equal annual installments beginning on the date first exercisable.
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