Filing Details
- Accession Number:
- 0001628280-23-022582
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-06-16 21:19:41
- Reporting Period:
- 2022-09-23
- Accepted Time:
- 2023-06-16 21:19:41
- Original Submission Date:
- 2022-09-27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1827821 | Forge Global Holdings Inc. | FRGE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1916606 | Christoph Hansmeyer | 415 Mission St., Suite 5510 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2022-09-23 | 5,641 | $1.92 | 34,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- On September 27, 2022, an initial Form 4 was filed to report this transaction. This initial filing incorrectly omitted 100 shares that were purchased. Accordingly, this amendment corrects the number of total shares purchased and updates the volume weighted average purchase price in the footnote below.
- This transaction was executed in multiple trades at prices ranging from $1.905 to $1.93. The price reported above reflects the volume weighted average purchase price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate purchase price.
- Certain of these securities consist of restricted stock units.
Billionaire Hedge Funds
