Home > Insider Trading > Filing (0001209191-11-037947)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1123541	Penson Worldwide Inc	PNSN	Security Brokers, Dealers & Flotation Companies (6211)	752896356

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1320998	Bryce Engel	C/O Penson Worldwide, Inc. 1700 Pacific Avenue, Suite 1400 Dallas TX 75201	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2011-05-13	7,000	$3.39	148,630	No	4	P	Direct
Common Stock	Acquisiton	2011-05-13	913	$3.31	149,543	No	4	P	Direct
Common Stock	Acquisiton	2011-05-13	2,000	$3.33	151,543	No	4	P	Direct
Common Stock	Acquisiton	2011-05-13	2,000	$3.36	153,543	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

The purpose of this Amendment is to show that the referenced shares were purchased in open market transactions.
Includes 30,000 Restricted Stock Units that vest evenly over 8 quarters from June 1, 2011.
Includes 11,068 Restricted Stock Units that vest evenly over 9 quarters from August 1, 2011.
Includes 65,337 Restricted Stock Units, the unvested portion of which vests in annual installments as follows: 21,779 shares on January 1, 2012, 21,779 shares on January 1, 2013 and 21,779 shares on January 1, 2014.