Filing Details

Accession Number:
0001209191-23-037512
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-15 18:00:08
Reporting Period:
2023-06-13
Accepted Time:
2023-06-15 18:00:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1811414 Quantumscape Corp QS Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 850796578
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834025 Kevin Hettrich C/O Quantumscape Corporation
1730 Technology Drive
San Jose CA 95110
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2023-06-13 41,213 $7.32 703,608 No 4 S Direct
Class A Common Stock Acquisiton 2023-06-13 1,940 $1.31 705,548 No 4 M Direct
Class A Common Stock Acquisiton 2023-06-13 32,667 $1.33 738,215 No 4 M Direct
Class A Common Stock Disposition 2023-06-13 34,607 $7.32 703,608 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2023-06-13 1,940 $0.00 1,940 $1.31
Class A Common Stock Stock Option (Right to Buy) Disposition 2023-06-13 32,667 $0.00 32,667 $1.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
58 2019-04-27 2026-05-03 No 4 M Direct
434,884 2017-04-01 2027-03-15 No 4 M Direct
Footnotes
  1. The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.69 to $7.645, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. Includes 1,000 shares acquired under the Issuer's Employee Stock Purchase Plan on June 1, 2023.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.69 to $7.655, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  5. Includes 700,309 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.