Filing Details
- Accession Number:
- 0000929638-23-001730
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2023-06-15 16:05:47
- Reporting Period:
- 2022-12-31
- Accepted Time:
- 2023-06-15 16:05:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1799975 | Ryan Hicke | 1 Freedom Valley Drive Oaks PA 19456 | See Remarks* | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-07-29 | 1,362 | $193.41 | 8,174 | No | 4 | I | Indirect | By 401(k) plan |
| Common Stock | Acquisiton | 2020-09-02 | 10,000 | $23.86 | 32,031 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-03-31 | 40,000 | $62.95 | 72,031 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2022-08-02 | 7,500 | $22.45 | 79,531 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-12-01 | 12,500 | $28.28 | 92,031 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-12-01 | 9,399 | $62.95 | 82,632 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | I | Indirect | By 401(k) plan |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2020-09-02 | 10,000 | $0.00 | 10,000 | $23.86 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2022-08-02 | 7,500 | $0.00 | 7,500 | $22.45 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2022-12-01 | 12,500 | $0.00 | 12,500 | $28.28 |
| Common Stock | Option to Purchase Common Stock | Acquisiton | 2022-12-05 | 50,000 | $0.00 | 50,000 | $61.81 |
| Common Stock | Option to Purchase Common Stock | Acquisiton | 2022-12-05 | 50,000 | $0.00 | 50,000 | $61.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-28 | 2020-12-14 | No | 5 | M | Direct |
| 0 | 2017-12-31 | 2022-12-11 | No | 5 | M | Direct |
| 0 | 2017-12-31 | 2023-04-16 | No | 5 | M | Direct |
| 0 | 2032-12-05 | No | 5 | A | Direct | |
| 0 | 2032-12-05 | No | 5 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,171 | Indirect | By ESPP |
Footnotes
- Restricted stock units subject to vesting.
- Received as employment compensation.
- Represents the weighted average of a range of sale prices from $62.81 to $63.11. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.00 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
- Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $6.25 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
Billionaire Hedge Funds
