Filing Details
- Accession Number:
- 0001079973-23-000887
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-14 16:06:01
- Reporting Period:
- 2023-06-12
- Accepted Time:
- 2023-06-14 16:06:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1325964 | Lightwave Logic Inc. | LWLG | Miscellaneous Plastics Products (3080) | 820497368 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1589104 | Nour Siraj El-Ahmadi | 369 Inverness Parkway Suite 350 Engleoowd CO 80112 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-06-12 | 50,000 | $0.93 | 79,128 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-06-12 | 50,000 | $0.72 | 129,128 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-06-12 | 100,000 | $7.77 | 29,128 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-06-12 | 50,000 | $0.00 | 50,000 | $0.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-06-12 | 50,000 | $0.00 | 50,000 | $0.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 605,000 | 2023-10-01 | No | 4 | M | Direct | |
| 555,000 | 2023-12-31 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $7.39 to $8.03, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
- The registrant granted the reporting person an option to purchase up to 200,000 shares of company stock that vest pursuant to the following schedule: 50,000 options vest on November 1, 2013, and the remaining options vest in three equal annual installments of 50,000 options per year commencing on October 2, 2014.
- The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest on January 1, 2014, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2014.
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