Filing Details

Accession Number:
0001225208-11-017505
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-05 17:32:46
Reporting Period:
2011-06-30
Filing Date:
2011-07-05
Accepted Time:
2011-07-05 17:32:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062438 Pulaski Financial Corp PULB Savings Institution, Federally Chartered (6035) 431816913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1452827 J Brian Bjorkman 12300 Olive Boulevard
St. Louis MO 63141
President - Commercial Lending No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-30 107 $6.99 9,190 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,030 Indirect By KSOP
Common Stock 10,177 Indirect By Stock Award
Common Stock 9,334 Indirect By Stock Award II
Common Stock 50,683 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $13.00 2006-01-27 2015-01-27 15,000 15,000 Direct
Common Stock Stock Option (right to buy) $9.76 2004-09-30 2013-09-30 15,000 15,000 Direct
Common Stock Stock Option (right to buy) $17.25 2006-10-14 2015-10-14 10,000 10,000 Direct
Common Stock Stock Option (right to buy) $7.70 2009-11-03 2018-11-03 10,000 10,000 Direct
Common Stock Stock Option (right to buy) $11.13 2008-11-19 2017-11-19 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-01-27 15,000 15,000 Direct
2013-09-30 15,000 15,000 Direct
2015-10-14 10,000 10,000 Direct
2018-11-03 10,000 10,000 Direct
2017-11-19 50,000 50,000 Direct
Footnotes
  1. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
  2. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  3. Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
  4. Stock Options granted pursuant to the Pulaski Financial Corp. 2000 Stock-Based Incentive Plan are fully vested and exercisable.
  5. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 3, 2009.
  6. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on November 19, 2008.