Filing Details

Accession Number:
0001062993-23-013387
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-12 19:25:36
Reporting Period:
2023-06-08
Accepted Time:
2023-06-12 19:25:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428439 Roku Inc ROKU Cable & Other Pay Television Services (4841) 262087865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1741111 Mai Fyfield C/O Roku, Inc.
1155 Coleman Ave.
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-06-09 1,317 $0.00 2,143 No 4 M Direct
Class A Common Stock Disposition 2023-06-12 398 $69.86 1,745 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Acquisiton 2023-06-08 2,164 $0.00 2,164 $0.00
Class A Common Stock Stock Options (right to buy) Acquisiton 2023-06-08 3,895 $0.00 3,895 $69.10
Class A Common Stock Restricted Stock Unit Disposition 2023-06-09 1,317 $0.00 1,317 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,164 2024-06-08 No 4 A Direct
3,895 2033-06-07 No 4 A Direct
0 2023-06-09 No 4 M Direct
Footnotes
  1. These shares were sold by the Issuer to meet the tax withholding obligations of the reporting person in connection with the vesting of an RSU award on June 9, 2022.
  2. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
  3. This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.
  4. The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.
  5. This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date.