Filing Details
- Accession Number:
- 0001209191-11-037791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 17:15:40
- Reporting Period:
- 2011-06-30
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 17:15:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185886 | R John Petty | 3871 Lakefield Drive Suwanee GA 30024 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-01 | 4,200 | $0.00 | 48,150 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2011-06-30 | 10,000 | $10.20 | 43,650 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-30 | 10,000 | $11.50 | 33,650 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option | Disposition | 2011-06-30 | 10,000 | $0.00 | 10,000 | $10.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-08-06 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option | $8.12 | 2012-01-22 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-01-22 | 5,000 | 5,000 | Direct |
Footnotes
- Represents stock units that convert to common stock on a one for one basis at a time predetermined at the time of grant.
- Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
- Stock options are currently fully exercisable
Billionaire Hedge Funds
