Filing Details
- Accession Number:
- 0000928054-23-000101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-09 12:58:12
- Reporting Period:
- 2023-06-07
- Accepted Time:
- 2023-06-09 12:58:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040899 | David Nierenberg | 8846 N. Sam Houston Pkwy W. Houston TX 77064 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2023-06-07 | 538,920 | $0.63 | 4,355,810 | No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Shares | Disposition | 2023-06-07 | 211,080 | $0.63 | 2,436,303 | No | 4 | S | Indirect | By The D3 Family Fund, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Fund, LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 247,660 | Indirect | By Haredale Ltd. |
| Common Shares | 178,468 | Direct |
Billionaire Hedge Funds
