Filing Details
- Accession Number:
- 0001140361-11-035535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 17:09:25
- Reporting Period:
- 2011-06-30
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 17:09:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299139 | Tearlab Corp | TEAR | Surgical & Medical Instruments & Apparatus (3841) | 593434771 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510802 | Jr. Tom Davidson | 7360 Carroll Road Suite 200 San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-30 | 15,000 | $1.82 | 158,869 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-06-30 | 100,000 | $1.82 | 258,869 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2011-06-30 | 15,000 | $0.00 | 15,000 | $1.86 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2011-06-30 | 100,000 | $0.00 | 100,000 | $1.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2011-06-30 | 2016-06-30 | No | 4 | P | Direct |
| 100,000 | 2011-06-30 | 2016-06-30 | No | 4 | P | Indirect |
Footnotes
- 100,000 shares of Common Stock held by Cardinal Crest Holdings, LLC. Reporting person holds a twenty five percent (25%) interest in the Cardinal Crest Holdings, LLC.
- Warrant to purchase 100,000 shares of Common Stock held by Cardinal Crest Holdings, LLC. Reporting person holds a twenty five percent (25%) interest in the Cardinal Crest Holdings, LLC.
Billionaire Hedge Funds
