Filing Details
- Accession Number:
- 0001209191-11-037773
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 17:08:55
- Reporting Period:
- 2011-06-30
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 17:08:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1100270 | Krispy Kreme Doughnuts Inc | KKD | Retail-Food Stores (5400) | 562169715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1332589 | R Douglas Muir | 370 Knollwood Street Suite 500 Winston-Salem NC 27103 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-30 | 26,650 | $3.41 | 83,095 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-30 | 90,000 | $3.08 | 173,095 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-30 | 60,000 | $1.40 | 233,095 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-30 | 30,000 | $2.65 | 263,095 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-30 | 181,000 | $9.48 | 82,095 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-06-30 | 26,650 | $0.00 | 26,650 | $3.41 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-06-30 | 90,000 | $0.00 | 90,000 | $3.08 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-06-30 | 60,000 | $0.00 | 60,000 | $1.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-06-30 | 30,000 | $0.00 | 30,000 | $2.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,483 | 2017-09-11 | No | 4 | M | Direct | |
| 30,000 | 2018-04-14 | No | 4 | M | Direct | |
| 60,000 | 2019-01-29 | No | 4 | M | Direct | |
| 90,000 | 2020-01-25 | No | 4 | M | Direct |
Footnotes
- Of the 181,000 shares sold, 118,778 shares were sold to cover the strike price of stock options exercised and the estimated taxes resulting from the exercise. The Reporting Person holds vested and unvested shares and options to purchase shares as indicated in this filing and the Reporting Person's other filings under Section 16 of the Securities Exchange Act of 1934, as amended. The Issuer's reports and other filings with the United States Securities and Exchange Commission contain disclosures regarding the Reporting Person's ownership of the Issuer's equity securities as of the dates set forth therein.
- The Price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.4000 to $9.5750, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The options vest in four nearly equal annual installments beginning on September 11, 2008.
- The options vest in four equal annual installments beginning on April 14, 2009.
- The options vest in four equal annual installments beginning on January 29, 2010.
- The options vest in four equal annual installments beginning on January 25, 2011.
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