Filing Details
- Accession Number:
- 0000315189-23-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-08 11:06:22
- Reporting Period:
- 2023-06-07
- Accepted Time:
- 2023-06-08 11:06:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1411741 | Markwart Pentz Von | Deere &Amp; Company One John Deere Place Moline IL 61265 | Pres Ag & Turf, Sml Ag & Turf | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $1 Par Common Stock | Acquisiton | 2023-06-07 | 13,981 | $151.95 | 71,096 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2023-06-07 | 1,100 | $379.14 | 69,996 | No | 4 | S | Direct | |
| $1 Par Common Stock | Disposition | 2023-06-07 | 2,870 | $380.61 | 67,126 | No | 4 | S | Direct | |
| $1 Par Common Stock | Disposition | 2023-06-07 | 4,848 | $381.63 | 62,278 | No | 4 | S | Direct | |
| $1 Par Common Stock | Disposition | 2023-06-07 | 4,263 | $382.52 | 58,015 | No | 4 | S | Direct | |
| $1 Par Common Stock | Disposition | 2023-06-07 | 900 | $383.39 | 57,115 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2023-06-07 | 13,952 | $148.14 | 71,067 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2023-06-07 | 1,207 | $379.09 | 69,860 | No | 4 | S | Direct | |
| $1 Par Common Stock | Disposition | 2023-06-07 | 2,634 | $380.58 | 67,226 | No | 4 | S | Direct | |
| $1 Par Common Stock | Disposition | 2023-06-07 | 4,980 | $381.60 | 62,246 | No | 4 | S | Direct | |
| $1 Par Common Stock | Disposition | 2023-06-07 | 4,406 | $382.53 | 57,840 | No | 4 | S | Direct | |
| $1 Par Common Stock | Disposition | 2023-06-07 | 725 | $383.43 | 57,115 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market Priced Options | Disposition | 2023-06-07 | 13,981 | $0.00 | 13,981 | $151.95 |
| Common Stock | Market Priced Options | Disposition | 2023-06-07 | 13,952 | $0.00 | 13,952 | $148.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-12-13 | No | 4 | M | Direct | |
| 0 | 2028-12-12 | No | 4 | M | Direct |
Footnotes
- Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive.
- Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.
- The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.
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