Filing Details

Accession Number:
0001079973-23-000833
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-07 16:00:23
Reporting Period:
2023-06-06
Accepted Time:
2023-06-07 16:00:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1325964 Lightwave Logic Inc. LWLG Miscellaneous Plastics Products (3080) 820497368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1523014 A Ronald Bucchi 369 Inverness Parkway
Suite 350
Englewood CO 80112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-06-06 50,000 $0.84 108,749 No 4 M Direct
Common Stock Disposition 2023-06-06 27,625 $8.21 81,124 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2023-06-06 50,000 $0.00 50,000 $0.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
990,000 2023-08-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,000 Indirect By Spouse
Footnotes
  1. Represents the number of shares sold by the Reporting Person in connection with the cashless exercise of the option and to cover tax withholding obligations.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.19 to $8.25, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
  3. On August 29, 2013 the reporting person received an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest on August 29, 2013, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on October 1, 2013