Filing Details

Accession Number:
0001209191-23-034855
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-06 18:26:12
Reporting Period:
2023-06-02
Accepted Time:
2023-06-06 18:26:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1600983 Knightscope Inc. KSCP Communications Equipment, Nec (3669) 462482575
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1907974 J Aaron Lehnhardt C/O Knightscope, Inc.
1070 Terra Bella Avenue
Mountain View CA 94043
Chief Design Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-06-02 238,000 $0.16 238,000 No 4 M Direct
Class A Common Stock Disposition 2023-06-02 238,000 $0.41 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy) Disposition 2023-06-02 238,000 $0.00 238,000 $0.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-04-20 No 4 M Direct
Footnotes
  1. On June 2, 2023, the reporting person exercised stock options to purchase 238,000 shares of Class B Common Stock, which were immediately converted into shares of Class A Common Stock. Shares of Class B Common Stock are convertible into an equal number of shares of Class A Common Stock at any time.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.383 to $0.4401, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this footnote.
  3. The stock options vested and became exercisable as to 25% of the option shares after 12 months, and vested as to the remaining shares in equal monthly installments over the subsequent 48 months, subject to continuous service with the issuer as of each vesting date.