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Home > Insider Trading > Filing (0001209191-23-034786)

Filing Details

Accession Number:
0001209191-23-034786
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-06 17:04:23
Reporting Period:
2023-06-02
Accepted Time:
2023-06-06 17:04:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 522209244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1825422 Novelette Murray 6931 Arlington Road Suite 200
Bethesda MD 20814		 Chief Human Resources Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-06-02 1,757 $6.69 44,930 No 4 M Direct
Common Stock Disposition 2023-06-02 1,757 $16.00 43,173 No 4 S Direct
Common Stock Acquisiton 2023-06-02 767 $9.46 43,940 No 4 M Direct
Common Stock Disposition 2023-06-02 767 $16.00 43,173 No 4 S Direct
Common Stock Acquisiton 2023-06-05 400 $9.46 43,573 No 4 M Direct
Common Stock Disposition 2023-06-05 400 $16.06 43,173 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Grant Disposition 2023-06-02 4,450 $0.00 4,450 $6.69
Common Stock Stock Option Grant Disposition 2023-06-02 3,807 $0.00 20,750 $9.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2029-12-03 No 4 M Direct
16,943 2030-12-01 No 4 M Direct
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit Grant $0.00 2024-01-01 462 462 Direct
Common Stock Restricted Stock Unit Grant $0.00 2025-01-01 2,950 2,950 Direct
Common Stock Restricted Stock Unit Grant $0.00 2024-10-01 10,000 10,000 Direct
Common Stock Restricted Stock Unit Grant $0.00 2026-01-01 5,235 5,235 Direct
Common Stock Restricted Stock Unit Grant $0.00 2027-01-01 10,355 10,355 Direct
Common Stock Restricted Stock Unit Grant $0.00 2026-01-01 6,980 6,980 Direct
Common Stock Restricted Stock Unit Grant $0.00 2026-01-01 10,355 10,355 Direct
Common Stock Stock Option Grant $10.30 2027-02-02 1,054 1,054 Direct
Common Stock Stock Option Grant $22.20 2031-12-07 6,190 6,190 Direct
Common Stock Stock Option Grant $14.00 2032-12-23 8,320 8,320 Direct
Common Stock Stock Option Grant $10.30 2027-02-02 1,850 1,850 Direct
Common Stock Stock Option Grant $6.11 2028-12-04 1,344 1,344 Direct
Common Stock Stock Option Grant $6.69 2029-12-03 2,538 2,538 Direct
Common Stock Stock Option Grant $9.46 2030-12-01 28,296 28,296 Direct
Common Stock Stock Option Grant $22.20 2031-12-07 6,190 6,190 Direct
Common Stock Stock Option Grant $14.00 2032-12-23 8,320 8,320 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-01-01 462 462 Direct
2025-01-01 2,950 2,950 Direct
2024-10-01 10,000 10,000 Direct
2026-01-01 5,235 5,235 Direct
2027-01-01 10,355 10,355 Direct
2026-01-01 6,980 6,980 Direct
2026-01-01 10,355 10,355 Direct
2027-02-02 1,054 1,054 Direct
2031-12-07 6,190 6,190 Direct
2032-12-23 8,320 8,320 Direct
2027-02-02 1,850 1,850 Direct
2028-12-04 1,344 1,344 Direct
2029-12-03 2,538 2,538 Direct
2030-12-01 28,296 28,296 Direct
2031-12-07 6,190 6,190 Direct
2032-12-23 8,320 8,320 Direct
Footnotes
  1. The reporting person exercised 4,450 stock options; 2,693 shares were withheld by the issuer to pay the cost of the options and taxes and theremaining 1,757 shares were acquired by the reporting person.
  2. The reporting person exercised 2,765 stock options; 1,998 shares were withheld by the issuer to pay the cost of the options and taxes and theremaining 767 shares were acquired by the reporting person.
  3. The reporting person exercised 1,042 stock options; 642 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 400 shares were acquired by the reporting person.
  4. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
  5. Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.
  6. Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.
  7. Twenty-five percent of this restricted stock unit grant vested on October 1, 2021 and thereafter, an additional 1/4th will vest on each of October 1, 2022, October 1, 2023, and October 1, 2024.
  8. Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.
  9. Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024 and thereafter, an additional 1/4th will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.
  10. These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.
  11. These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  12. These options become exercisable, if at all, based on the completion of the Issuer's strategic transformation as well as the Issuer's achievement of certain financial milestones.
  13. Represents the exercise of stock options.
  14. These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in theIssuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to bereinvested in the stock.
  15. Represents the exercise of 2,765 stock options on June 2, 2023 and the excercise of 1,042 stock options on June 5, 2023.
  16. This option becomes excercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.
  17. 12/48th of this option grant will vest on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  18. These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  19. 15/48th of this option grant vested on January 1, 2018 and thereafter, an additional 1/48th vests each month for thirty-three months.
  20. 12/48th of this option grant vested on January 1, 2020 and thereafter an additional 1/48th vests each month for thirty-six months.
  21. 12/48th of this option grant vested on January 1, 2021 and thereafter, 1/48th will vest each month for thirty-six months.
  22. 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.
  23. This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.
  24. 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
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