Filing Details

Accession Number:
0001127602-23-018040
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-06 16:19:15
Reporting Period:
2023-06-02
Accepted Time:
2023-06-06 16:19:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1835597 Pepgen Inc. PEPG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1763307 G James Mcarthur 321 Harrison Ave., 8Th Floor
C/O Pepgen Inc.
Boston MA 02118
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-06-02 1,800 $2.71 1,800 No 4 M Direct
Common Stock Disposition 2023-06-02 1,800 $16.04 0 No 4 S Direct
Common Stock Acquisiton 2023-06-05 500 $2.71 500 No 4 M Direct
Common Stock Disposition 2023-06-05 500 $16.06 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2023-06-02 1,800 $0.00 1,800 $2.71
Common Stock Stock Option (Right to Buy) Disposition 2023-06-05 500 $0.00 500 $2.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
354,504 2031-03-21 No 4 M Direct
354,004 2031-03-21 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.05 to $16.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. This stock option vests over four years following the vesting commencement date (January 21, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.