Home > Insider Trading > Filing (0001415889-23-009303)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1167419	Riot Platforms Inc.	RIOT	Finance Services (6199)	841553387

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1721702	Jason Les	C/O Riot Platforms, Inc. 3855 Ambrosia Street, Suite 301 Castle Rock CO 80109	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-06-01	50,000	$11.63	356,794	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2023-06-01	5,000	$0.00	351,794	No	5	G	Indirect	See Footnote
Common Stock	Disposition	2023-06-01	767,478	$12.41	2,565,957	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	5	G	Indirect	See Footnote
No	4	F	Direct

Footnotes

The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $11.6159 to $11.6822, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.
Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021.
The reported disposition represents a bona fide gift made by the Reporting Person.
Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 1,485,884 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person as restricted stock awards granted under the Issuer's equity incentive plan (the "Plan"), as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan.