Filing Details

Accession Number:
0001209191-23-034684
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-05 20:21:40
Reporting Period:
2023-01-05
Accepted Time:
2023-06-05 20:21:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1796209 Api Group Corp APG () A6
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1164470 E James Lillie C/O Api Group Corporation
1100 Old Highway 8 Nw
New Brighton MN 55112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-01-05 6,326 $0.00 4,557,632 No 4 J Indirect By JTOO LLC
Common Stock Acquisiton 2023-01-09 6,326 $0.00 1,135,989 No 4 J Direct
Common Stock Disposition 2023-06-01 57,580 $22.62 4,500,052 No 4 S Indirect By JTOO LLC
Common Stock Disposition 2023-06-02 89,673 $23.33 4,410,379 No 4 S Indirect By JTOO LLC
Common Stock Disposition 2023-06-05 19,414 $23.42 4,390,965 No 4 S Indirect By JTOO LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By JTOO LLC
No 4 J Direct
No 4 S Indirect By JTOO LLC
No 4 S Indirect By JTOO LLC
No 4 S Indirect By JTOO LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series A Preferred Stock $0.00 768,000 768,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
768,000 768,000 Indirect
Footnotes
  1. Represents a distribution by JTOO LLC to the Lillie 2015 Dynasty Trust, its sole member, for no consideration, as part of the same estate planning transaction discussed in footnote 3 below.
  2. The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.
  3. In connection with an estate planning transaction, the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, settled certain amounts owed to Mr. Lillie using shares of the Issuer's Common Stock. There were no third parties involved in this transaction, which was purely estate planning in nature.
  4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC on March 2, 2023.
  5. Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $22.36 to $22.85 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
  6. Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $22.71 to $23.60 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
  7. Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $23.25 to $23.54 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
  8. The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date).
  9. The shares of Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, of which Mr. Lillie is the manager, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.