Filing Details
- Accession Number:
- 0001209191-23-033463
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-01 20:04:22
- Reporting Period:
- 2023-05-31
- Accepted Time:
- 2023-06-01 20:04:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94845 | Levi Strauss & Co | LEVI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 940905160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1263162 | Seth Jaffe | C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111 | Evp & Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-05-31 | 2,938 | $0.00 | 176,670 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2023-05-31 | 2,938 | $13.45 | 173,732 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Appreciation Rights | Disposition | 2023-05-31 | 12,055 | $0.00 | 12,055 | $6.90 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2023-05-31 | 12,055 | $6.90 | 12,055 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2023-05-31 | 9,117 | $13.48 | 9,117 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2023-05-31 | 2,938 | $0.00 | 2,938 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 96,435 | 2024-02-01 | No | 4 | M | Direct | |
| 240,535 | No | 4 | M | Direct | ||
| 231,418 | No | 4 | D | Direct | ||
| 228,480 | No | 4 | C | Direct |
Footnotes
- The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- 100% of these stock appreciation rights are fully vested.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.
Billionaire Hedge Funds
