Filing Details

Accession Number:
0001104659-23-067158
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-01 18:27:50
Reporting Period:
2023-05-30
Accepted Time:
2023-06-01 18:27:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1699838 Confluent Inc. CFLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1617474 Eric Vishria 2965 Woodside Road
Woodside CA 94062
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2023-05-30 50,000 $30.07 1,503,212 No 4 S Indirect See footnote
Class A Common Stock Disposition 2023-05-31 115,000 $0.00 1,388,212 No 4 G Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 G Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 39,977 Indirect See footnote
Footnotes
  1. Shares sold pursuant to a 10b5-1 trading plan adopted September 14, 2022.
  2. The shares were sold at prices ranging from $30.01 to $30.22. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Shares are held by entities controlled by the reporting person.
  4. Shares are held by Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII") who has sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by BCMC VIII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.