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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1750106	Alset Inc.	AEI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1261725	Ambrose Fai Heng Chan	7 Temasek Boulevard #29-01B Suntec Tower One Singapore U0 038987	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-05-30	100,000	$1.65	4,503,818	No	4	P	Direct
Common Stock	Acquisiton	2023-05-31	100,000	$1.96	4,603,818	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

On May 30, 2023, Mr. Chan acquired 100,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $1.39 to $1.84. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
On May 31, 2023, Mr. Chan acquired 100,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $1.73 to $2.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
In addition to the 4,603,818 shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 319,000 shares of common stock held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by HFE Holdings Limited. Mr. Chan is the beneficial owner of 4,922,818 shares of the common stock of Alset Inc.