Filing Details

Accession Number:
0000899243-23-014185
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-31 18:57:20
Reporting Period:
2023-05-26
Accepted Time:
2023-05-31 18:57:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819994 Rocket Lab Usa Inc. RKLB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509421 C. Adam Spice C/O Rocket Lab Usa, Inc.
3881 Mcgowen Street
Long Beach CA 90808
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-05-26 66,582 $4.50 1,619,586 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.39 to $4.515, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.