Filing Details

Accession Number:
0001415889-23-008928
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-30 18:02:05
Reporting Period:
2023-05-25
Accepted Time:
2023-05-30 18:02:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1167419 Riot Platforms Inc. RIOT Finance Services (6199) 841553387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1721702 Jason Les C/O Riot Platforms, Inc.
3855 Ambrosia Street, Suite 301
Castle Rock CO 80109
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-05-25 50,000 $10.83 411,794 No 4 S Indirect See Footnote
Common Stock Disposition 2023-05-25 5,000 $0.00 406,794 No 5 G Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 5 G Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,333,435 Direct
Footnotes
  1. These shares of the Issuer's Common Stock were sold in a series of multiple transactions at prices ranging from $10.79 to $10.94 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021.
  3. The reported disposition represents a bona fide gift made by the Reporting Person.